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| <h2><a name="s10">10. Processes</a></h2> |
| |
| <p>Before looking at the Linux implementation, first a general Unix |
| description of threads, processes, process groups and sessions. |
| </p><p>A session contains a number of process groups, and a process group |
| contains a number of processes, and a process contains a number |
| of threads. |
| </p><p>A session can have a controlling tty. |
| At most one process group in a session can be a foreground process group. |
| An interrupt character typed on a tty ("Teletype", i.e., terminal) |
| causes a signal to be sent to all members of the foreground process group |
| in the session (if any) that has that tty as controlling tty. |
| </p><p>All these objects have numbers, and we have thread IDs, process IDs, |
| process group IDs and session IDs. |
| </p><p> |
| </p><h2><a name="ss10.1">10.1 Processes</a> |
| </h2> |
| |
| <p> |
| </p><h3>Creation</h3> |
| |
| <p>A new process is traditionally started using the <code>fork()</code> |
| system call: |
| </p><blockquote> |
| <pre>pid_t p; |
| |
| p = fork(); |
| if (p == (pid_t) -1) |
| /* ERROR */ |
| else if (p == 0) |
| /* CHILD */ |
| else |
| /* PARENT */ |
| </pre> |
| </blockquote> |
| <p>This creates a child as a duplicate of its parent. |
| Parent and child are identical in almost all respects. |
| In the code they are distinguished by the fact that the parent |
| learns the process ID of its child, while <code>fork()</code> |
| returns 0 in the child. (It can find the process ID of its |
| parent using the <code>getppid()</code> system call.) |
| </p><p> |
| </p><h3>Termination</h3> |
| |
| <p>Normal termination is when the process does |
| </p><blockquote> |
| <pre>exit(n); |
| </pre> |
| </blockquote> |
| |
| or |
| <blockquote> |
| <pre>return n; |
| </pre> |
| </blockquote> |
| |
| from its <code>main()</code> procedure. It returns the single byte <code>n</code> |
| to its parent. |
| <p>Abnormal termination is usually caused by a signal. |
| </p><p> |
| </p><h3>Collecting the exit code. Zombies</h3> |
| |
| <p>The parent does |
| </p><blockquote> |
| <pre>pid_t p; |
| int status; |
| |
| p = wait(&status); |
| </pre> |
| </blockquote> |
| |
| and collects two bytes: |
| <p> |
| <figure> |
| <eps file="absent"> |
| <img src="ctty_files/exit_status.png"> |
| </eps> |
| </figure></p><p>A process that has terminated but has not yet been waited for |
| is a <i>zombie</i>. It need only store these two bytes: |
| exit code and reason for termination. |
| </p><p>On the other hand, if the parent dies first, <code>init</code> (process 1) |
| inherits the child and becomes its parent. |
| </p><p> |
| </p><h3>Signals</h3> |
| |
| <p> |
| </p><h3>Stopping</h3> |
| |
| <p>Some signals cause a process to stop: |
| <code>SIGSTOP</code> (stop!), |
| <code>SIGTSTP</code> (stop from tty: probably ^Z was typed), |
| <code>SIGTTIN</code> (tty input asked by background process), |
| <code>SIGTTOU</code> (tty output sent by background process, and this was |
| disallowed by <code>stty tostop</code>). |
| </p><p>Apart from ^Z there also is ^Y. The former stops the process |
| when it is typed, the latter stops it when it is read. |
| </p><p>Signals generated by typing the corresponding character on some tty |
| are sent to all processes that are in the foreground process group |
| of the session that has that tty as controlling tty. (Details below.) |
| </p><p>If a process is being traced, every signal will stop it. |
| </p><p> |
| </p><h3>Continuing</h3> |
| |
| <p><code>SIGCONT</code>: continue a stopped process. |
| </p><p> |
| </p><h3>Terminating</h3> |
| |
| <p><code>SIGKILL</code> (die! now!), |
| <code>SIGTERM</code> (please, go away), |
| <code>SIGHUP</code> (modem hangup), |
| <code>SIGINT</code> (^C), |
| <code>SIGQUIT</code> (^\), etc. |
| Many signals have as default action to kill the target. |
| (Sometimes with an additional core dump, when such is |
| allowed by rlimit.) |
| The signals <code>SIGCHLD</code> and <code>SIGWINCH</code> |
| are ignored by default. |
| All except <code>SIGKILL</code> and <code>SIGSTOP</code> can be |
| caught or ignored or blocked. |
| For details, see <code>signal(7)</code>. |
| </p><p> |
| </p><h2><a name="ss10.2">10.2 Process groups</a> |
| </h2> |
| |
| <p>Every process is member of a unique <i>process group</i>, |
| identified by its <i>process group ID</i>. |
| (When the process is created, it becomes a member of the process group |
| of its parent.) |
| By convention, the process group ID of a process group |
| equals the process ID of the first member of the process group, |
| called the <i>process group leader</i>. |
| A process finds the ID of its process group using the system call |
| <code>getpgrp()</code>, or, equivalently, <code>getpgid(0)</code>. |
| One finds the process group ID of process <code>p</code> using |
| <code>getpgid(p)</code>. |
| </p><p>One may use the command <code>ps j</code> to see PPID (parent process ID), |
| PID (process ID), PGID (process group ID) and SID (session ID) |
| of processes. With a shell that does not know about job control, |
| like <code>ash</code>, each of its children will be in the same session |
| and have the same process group as the shell. With a shell that knows |
| about job control, like <code>bash</code>, the processes of one pipeline, like |
| </p><blockquote> |
| <pre>% cat paper | ideal | pic | tbl | eqn | ditroff > out |
| </pre> |
| </blockquote> |
| |
| form a single process group. |
| <p> |
| </p><h3>Creation</h3> |
| |
| <p>A process <code>pid</code> is put into the process group <code>pgid</code> by |
| </p><blockquote> |
| <pre>setpgid(pid, pgid); |
| </pre> |
| </blockquote> |
| |
| If <code>pgid == pid</code> or <code>pgid == 0</code> then this creates |
| a new process group with process group leader <code>pid</code>. |
| Otherwise, this puts <code>pid</code> into the already existing |
| process group <code>pgid</code>. |
| A zero <code>pid</code> refers to the current process. |
| The call <code>setpgrp()</code> is equivalent to <code>setpgid(0,0)</code>. |
| <p> |
| </p><h3>Restrictions on setpgid()</h3> |
| |
| <p>The calling process must be <code>pid</code> itself, or its parent, |
| and the parent can only do this before <code>pid</code> has done |
| <code>exec()</code>, and only when both belong to the same session. |
| It is an error if process <code>pid</code> is a session leader |
| (and this call would change its <code>pgid</code>). |
| </p><p> |
| </p><h3>Typical sequence</h3> |
| |
| <p> |
| </p><blockquote> |
| <pre>p = fork(); |
| if (p == (pid_t) -1) { |
| /* ERROR */ |
| } else if (p == 0) { /* CHILD */ |
| setpgid(0, pgid); |
| ... |
| } else { /* PARENT */ |
| setpgid(p, pgid); |
| ... |
| } |
| </pre> |
| </blockquote> |
| |
| This ensures that regardless of whether parent or child is scheduled |
| first, the process group setting is as expected by both. |
| <p> |
| </p><h3>Signalling and waiting</h3> |
| |
| <p>One can signal all members of a process group: |
| </p><blockquote> |
| <pre>killpg(pgrp, sig); |
| </pre> |
| </blockquote> |
| <p>One can wait for children in ones own process group: |
| </p><blockquote> |
| <pre>waitpid(0, &status, ...); |
| </pre> |
| </blockquote> |
| |
| or in a specified process group: |
| <blockquote> |
| <pre>waitpid(-pgrp, &status, ...); |
| </pre> |
| </blockquote> |
| <p> |
| </p><h3>Foreground process group</h3> |
| |
| <p>Among the process groups in a session at most one can be |
| the <i>foreground process group</i> of that session. |
| The tty input and tty signals (signals generated by ^C, ^Z, etc.) |
| go to processes in this foreground process group. |
| </p><p>A process can determine the foreground process group in its session |
| using <code>tcgetpgrp(fd)</code>, where <code>fd</code> refers to its |
| controlling tty. If there is none, this returns a random value |
| larger than 1 that is not a process group ID. |
| </p><p>A process can set the foreground process group in its session |
| using <code>tcsetpgrp(fd,pgrp)</code>, where <code>fd</code> refers to its |
| controlling tty, and <code>pgrp</code> is a process group in |
| its session, and this session still is associated to the controlling |
| tty of the calling process. |
| </p><p>How does one get <code>fd</code>? By definition, <code>/dev/tty</code> |
| refers to the controlling tty, entirely independent of redirects |
| of standard input and output. (There is also the function |
| <code>ctermid()</code> to get the name of the controlling terminal. |
| On a POSIX standard system it will return <code>/dev/tty</code>.) |
| Opening the name of the |
| controlling tty gives a file descriptor <code>fd</code>. |
| </p><p> |
| </p><h3>Background process groups</h3> |
| |
| <p>All process groups in a session that are not foreground |
| process group are <i>background process groups</i>. |
| Since the user at the keyboard is interacting with foreground |
| processes, background processes should stay away from it. |
| When a background process reads from the terminal it gets |
| a SIGTTIN signal. Normally, that will stop it, the job control shell |
| notices and tells the user, who can say <code>fg</code> to continue |
| this background process as a foreground process, and then this |
| process can read from the terminal. But if the background process |
| ignores or blocks the SIGTTIN signal, or if its process group |
| is orphaned (see below), then the read() returns an EIO error, |
| and no signal is sent. (Indeed, the idea is to tell the process |
| that reading from the terminal is not allowed right now. |
| If it wouldn't see the signal, then it will see the error return.) |
| </p><p>When a background process writes to the terminal, it may get |
| a SIGTTOU signal. May: namely, when the flag that this must happen |
| is set (it is off by default). One can set the flag by |
| </p><blockquote> |
| <pre>% stty tostop |
| </pre> |
| </blockquote> |
| |
| and clear it again by |
| <blockquote> |
| <pre>% stty -tostop |
| </pre> |
| </blockquote> |
| |
| and inspect it by |
| <blockquote> |
| <pre>% stty -a |
| </pre> |
| </blockquote> |
| |
| Again, if TOSTOP is set but the background process ignores or blocks |
| the SIGTTOU signal, or if its process group is orphaned (see below), |
| then the write() returns an EIO error, and no signal is sent. |
| <p> |
| </p><h3>Orphaned process groups</h3> |
| |
| <p>The process group leader is the first member of the process group. |
| It may terminate before the others, and then the process group is |
| without leader. |
| </p><p>A process group is called <i>orphaned</i> when <i>the |
| parent of every member is either in the process group |
| or outside the session</i>. |
| In particular, the process group of the session leader |
| is always orphaned. |
| </p><p>If termination of a process causes a process group to become |
| orphaned, and some member is stopped, then all are sent first SIGHUP |
| and then SIGCONT. |
| </p><p>The idea is that perhaps the parent of the process group leader |
| is a job control shell. (In the same session but a different |
| process group.) As long as this parent is alive, it can |
| handle the stopping and starting of members in the process group. |
| When it dies, there may be nobody to continue stopped processes. |
| Therefore, these stopped processes are sent SIGHUP, so that they |
| die unless they catch or ignore it, and then SIGCONT to continue them. |
| </p><p>Note that the process group of the session leader is already |
| orphaned, so no signals are sent when the session leader dies. |
| </p><p>Note also that a process group can become orphaned in two ways |
| by termination of a process: either it was a parent and not itself |
| in the process group, or it was the last element of the process group |
| with a parent outside but in the same session. |
| Furthermore, that a process group can become orphaned |
| other than by termination of a process, namely when some |
| member is moved to a different process group. |
| </p><p> |
| </p><h2><a name="ss10.3">10.3 Sessions</a> |
| </h2> |
| |
| <p>Every process group is in a unique <i>session</i>. |
| (When the process is created, it becomes a member of the session |
| of its parent.) |
| By convention, the session ID of a session |
| equals the process ID of the first member of the session, |
| called the <i>session leader</i>. |
| A process finds the ID of its session using the system call |
| <code>getsid()</code>. |
| </p><p>Every session may have a <i>controlling tty</i>, |
| that then also is called the controlling tty of each of |
| its member processes. |
| A file descriptor for the controlling tty is obtained by |
| opening <code>/dev/tty</code>. (And when that fails, there was no |
| controlling tty.) Given a file descriptor for the controlling tty, |
| one may obtain the SID using <code>tcgetsid(fd)</code>. |
| </p><p>A session is often set up by a login process. The terminal |
| on which one is logged in then becomes the controlling tty |
| of the session. All processes that are descendants of the |
| login process will in general be members of the session. |
| </p><p> |
| </p><h3>Creation</h3> |
| |
| <p>A new session is created by |
| </p><blockquote> |
| <pre>pid = setsid(); |
| </pre> |
| </blockquote> |
| |
| This is allowed only when the current process is not a process group leader. |
| In order to be sure of that we fork first: |
| <blockquote> |
| <pre>p = fork(); |
| if (p) exit(0); |
| pid = setsid(); |
| </pre> |
| </blockquote> |
| |
| The result is that the current process (with process ID <code>pid</code>) |
| becomes session leader of a new session with session ID <code>pid</code>. |
| Moreover, it becomes process group leader of a new process group. |
| Both session and process group contain only the single process <code>pid</code>. |
| Furthermore, this process has no controlling tty. |
| <p>The restriction that the current process must not be a process group leader |
| is needed: otherwise its PID serves as PGID of some existing process group |
| and cannot be used as the PGID of a new process group. |
| </p><p> |
| </p><h3>Getting a controlling tty</h3> |
| |
| <p>How does one get a controlling terminal? Nobody knows, |
| this is a great mystery. |
| </p><p>The System V approach is that the first tty opened by the process |
| becomes its controlling tty. |
| </p><p>The BSD approach is that one has to explicitly call |
| </p><blockquote> |
| <pre>ioctl(fd, TIOCSCTTY, 0/1); |
| </pre> |
| </blockquote> |
| |
| to get a controlling tty. |
| <p>Linux tries to be compatible with both, as always, and this |
| results in a very obscure complex of conditions. Roughly: |
| </p><p>The <code>TIOCSCTTY</code> ioctl will give us a controlling tty, |
| provided that (i) the current process is a session leader, |
| and (ii) it does not yet have a controlling tty, and |
| (iii) maybe the tty should not already control some other session; |
| if it does it is an error if we aren't root, or we steal the tty |
| if we are all-powerful. |
| [vda: correction: third parameter controls this: if 1, we steal tty from |
| any such session, if 0, we don't steal] |
| </p><p>Opening some terminal will give us a controlling tty, |
| provided that (i) the current process is a session leader, and |
| (ii) it does not yet have a controlling tty, and |
| (iii) the tty does not already control some other session, and |
| (iv) the open did not have the <code>O_NOCTTY</code> flag, and |
| (v) the tty is not the foreground VT, and |
| (vi) the tty is not the console, and |
| (vii) maybe the tty should not be master or slave pty. |
| </p><p> |
| </p><h3>Getting rid of a controlling tty</h3> |
| |
| <p>If a process wants to continue as a daemon, it must detach itself |
| from its controlling tty. Above we saw that <code>setsid()</code> |
| will remove the controlling tty. Also the ioctl TIOCNOTTY does this. |
| Moreover, in order not to get a controlling tty again as soon as it |
| opens a tty, the process has to fork once more, to assure that it |
| is not a session leader. Typical code fragment: |
| </p><p> |
| </p><pre> if ((fork()) != 0) |
| exit(0); |
| setsid(); |
| if ((fork()) != 0) |
| exit(0); |
| </pre> |
| <p>See also <code>daemon(3)</code>. |
| </p><p> |
| </p><h3>Disconnect</h3> |
| |
| <p>If the terminal goes away by modem hangup, and the line was not local, |
| then a SIGHUP is sent to the session leader. |
| Any further reads from the gone terminal return EOF. |
| (Or possibly -1 with <code>errno</code> set to EIO.) |
| </p><p>If the terminal is the slave side of a pseudotty, and the master side |
| is closed (for the last time), then a SIGHUP is sent to the foreground |
| process group of the slave side. |
| </p><p>When the session leader dies, a SIGHUP is sent to all processes |
| in the foreground process group. Moreover, the terminal stops being |
| the controlling terminal of this session (so that it can become |
| the controlling terminal of another session). |
| </p><p>Thus, if the terminal goes away and the session leader is |
| a job control shell, then it can handle things for its descendants, |
| e.g. by sending them again a SIGHUP. |
| If on the other hand the session leader is an innocent process |
| that does not catch SIGHUP, it will die, and all foreground processes |
| get a SIGHUP. |
| </p><p> |
| </p><h2><a name="ss10.4">10.4 Threads</a> |
| </h2> |
| |
| <p>A process can have several threads. New threads (with the same PID |
| as the parent thread) are started using the <code>clone</code> system |
| call using the <code>CLONE_THREAD</code> flag. Threads are distinguished |
| by a <i>thread ID</i> (TID). An ordinary process has a single thread |
| with TID equal to PID. The system call <code>gettid()</code> returns the |
| TID. The system call <code>tkill()</code> sends a signal to a single thread. |
| </p><p>Example: a process with two threads. Both only print PID and TID and exit. |
| (Linux 2.4.19 or later.) |
| </p><pre>% cat << EOF > gettid-demo.c |
| #include <unistd.h> |
| #include <sys/types.h> |
| #define CLONE_SIGHAND 0x00000800 |
| #define CLONE_THREAD 0x00010000 |
| #include <linux/unistd.h> |
| #include <errno.h> |
| _syscall0(pid_t,gettid) |
| |
| int thread(void *p) { |
| printf("thread: %d %d\n", gettid(), getpid()); |
| } |
| |
| main() { |
| unsigned char stack[4096]; |
| int i; |
| |
| i = clone(thread, stack+2048, CLONE_THREAD | CLONE_SIGHAND, NULL); |
| if (i == -1) |
| perror("clone"); |
| else |
| printf("clone returns %d\n", i); |
| printf("parent: %d %d\n", gettid(), getpid()); |
| } |
| EOF |
| % cc -o gettid-demo gettid-demo.c |
| % ./gettid-demo |
| clone returns 21826 |
| parent: 21825 21825 |
| thread: 21826 21825 |
| % |
| </pre> |
| <p> |
| </p><p> |
| </p><hr> |
| |
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